Latest Sheaff Brock Investment Advisors, LLC Stock Portfolio

Sheaff Brock Investment Advisors, LLC Performance:

2024 Q3: 5.3%YTD: 20.98%2023: 19.49%

Performance for 2024 Q3 is 5.3%, and YTD is 20.98%, and 2023 is 19.49%.

About Sheaff Brock Investment Advisors, LLC and 13F Hedge Fund Stock Holdings

Sheaff Brock Investment Advisors, LLC is a hedge fund based in INDIANAPOLIS, IN. On 11-Sep-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $1 Billions. In it's latest 13F Holdings report, Sheaff Brock Investment Advisors, LLC reported an equity portfolio of $1.1 Billions as of 30 Sep, 2024.

The top stock holdings of Sheaff Brock Investment Advisors, LLC are AAPL, NVDA, LLY. The fund has invested 11.1% of it's portfolio in APPLE INC and 7.3% of portfolio in NVIDIA CORPORATION.

The fund managers got completely rid off KROGER CO (KR), SIRIUS XM HOLDINGS INC (SIRI) and LINCOLN ELEC HLDGS INC (LECO) stocks. They significantly reduced their stock positions in 3M CO (MMM), FORTINET INC (FTNT) and DISCOVER FINL SVCS (DFS). Sheaff Brock Investment Advisors, LLC opened new stock positions in ENACT HLDGS INC, INTUITIVE SURGICAL INC (ISRG) and CIRRUS LOGIC INC (CRUS). The fund showed a lot of confidence in some stocks as they added substantially to DELL TECHNOLOGIES INC (DELL), PROGRESSIVE CORP (PGR) and CINTAS CORP (CTAS).

Sheaff Brock Investment Advisors, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that Sheaff Brock Investment Advisors, LLC made a return of 5.3% in the last quarter. In trailing 12 months, it's portfolio return was 31.72%.

New Buys

Ticker	$ Bought
enact hldgs inc	7,938,030
intuitive surgical inc	5,909,980
siriusxm holdings inc	2,035,530
cirrus logic inc	1,752,480
carrier global corporation	1,067,700
blackstone mtg tr inc	715,024
cbre group inc	398,336
wisdomtree inc	385,085

New stocks bought by Sheaff Brock Investment Advisors, LLC

Additions

Ticker	% Inc.
dell technologies inc	967
progressive corp	355
cintas corp	260
johnson & johnson	137
centene corp del	127
d r horton inc	110
coca cola co	104
boston scientific corp	41.86

Additions to existing portfolio by Sheaff Brock Investment Advisors, LLC

Reductions

Ticker	% Reduced
3m co	-93.7
fortinet inc	-78.95
discover finl svcs	-77.21
pepsico inc	-72.69
super micro computer inc	-55.31
cisco sys inc	-50.39
humana inc	-43.89
intel corp	-36.7

Sheaff Brock Investment Advisors, LLC reduced stake in above stock

Sold off

Ticker	$ Sold
kroger co	-5,793,930
sirius xm holdings inc	-2,452,770
celsius hldgs inc	-1,529,160
inmode ltd	-293,664
rivian automotive inc	-205,850
anavex life sciences corp	-64,355
gabelli multimedia tr inc	0.00
southwest airls co	-333,164

Sheaff Brock Investment Advisors, LLC got rid off the above stocks

Sector Distribution

Sheaff Brock Investment Advisors, LLC has about 34.6% of it's holdings in Technology sector.

Sector	%
Technology	34.6
Others	10.3
Healthcare	9.3
Industrials	8.7
Financial Services	8
Consumer Cyclical	7.8
Communication Services	6.8
Real Estate	5
Consumer Defensive	5
Energy	2.9
Basic Materials	1.2

Market Cap. Distribution

Sheaff Brock Investment Advisors, LLC has about 84.6% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
MEGA-CAP	47.5
LARGE-CAP	37.1
UNALLOCATED	10.3
MID-CAP	4.4

Stocks belong to which Index?

About 81.8% of the stocks held by Sheaff Brock Investment Advisors, LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
S&P 500	80.2
Others	18.2
RUSSELL 2000	1.6

Top 5 Winners (%)		%
PLTR	palantir technologies inc	46.9 %
FBHS	fortune brands innovations i	37.9 %
AXON	axon enterprise inc	35.8 %
PYPL	paypal hldgs inc	33.6 %
EXP	eagle matls inc	32.0 %

Top 5 Winners ($)		$
AAPL	apple inc	12.3 M
IRM	iron mtn inc del	3.8 M
ORCL	oracle corp	3.5 M
HD	home depot inc	2.4 M
LMT	lockheed martin corp	2.3 M

Top 5 Losers (%)		%
CTAS	cintas corp	-72.2 %
ELF	e l f beauty inc	-47.2 %
SMCI	super micro computer inc	-35.8 %
VECO	veeco instrs inc del	-27.5 %
INTC	intel corp	-25.9 %

Top 5 Losers ($)		$
CTAS	cintas corp	-6.5 M
QCOM	qualcomm inc	-2.0 M
NVDA	nvidia corporation	-1.6 M
MRK	merck & co inc	-1.2 M
GOOG	alphabet inc	-1.1 M

Sheaff Brock Investment Advisors, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Sheaff Brock Investment Advisors, LLC

Sheaff Brock Investment Advisors, LLC has 446 stocks in it's portfolio. About 32.5% of the portfolio is in top 10 stocks. CTAS proved to be the most loss making stock for the portfolio. AAPL was the most profitable stock for Sheaff Brock Investment Advisors, LLC last quarter.

Last Reported on: 06 Nov, 2024

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc	11.10	544,235	126,807,000	reduced	-1.27

AAXJ	ishares tr	0.16	56,553	1,879,250	added	6.79

AAXJ	ishares tr	0.03	5,100	314,007	unchanged	0.00

AB	alliancebernstein hldg l p	0.02	6,810	237,600	new

ABBV	abbvie inc	1.05	61,029	12,052,000	reduced	-2.46

ABNB	airbnb inc	0.00	0.00	0.00	sold off	-100

ABR	arbor realty trust inc	0.00	0.00	0.00	sold off	-100

ABT	abbott labs	0.06	5,865	668,626	reduced	-0.81

ACN	accenture plc ireland	0.87	28,113	9,937,290	added	0.11

ACWF	ishares tr	0.04	7,189	450,657	added	1.44

ADBE	adobe inc	0.30	6,528	3,380,070	reduced	-4.95

ADM	archer daniels midland co	0.04	7,210	430,726	unchanged	0.00

ADP	automatic data processing in	0.10	4,235	1,171,950	unchanged	0.00

AEE	ameren corp	0.02	2,353	205,794	new

AFG	american finl group inc ohio	0.53	44,949	6,050,100	added	1.2

AFK	vaneck etf trust	0.04	1,643	403,275	added	1.05

AFK	vaneck etf trust	0.02	13,300	220,248	unchanged	0.00

AFL	aflac inc	0.00	0.00	0.00	sold off	-100

AGGH	simplify exchange traded fun	0.02	9,400	206,424	added	4.44

AGNC	agnc invt corp	0.09	97,854	1,023,550	added	4.78