Latest Vivaldi Capital Management, LLC Stock Portfolio

Vivaldi Capital Management, LLC Performance:

2024 Q3: 2.45%YTD: 5.7%2023: 7.22%

Performance for 2024 Q3 is 2.45%, and YTD is 5.7%, and 2023 is 7.22%.

About Vivaldi Capital Management, LLC and 13F Hedge Fund Stock Holdings

Vivaldi Capital Management LP is a hedge fund based in CHICAGO, IL. On 31-Mar-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $5.2 Billions. In it's latest 13F Holdings report, Vivaldi Capital Management LP reported an equity portfolio of $344.4 Millions as of 30 Sep, 2024.

The top stock holdings of Vivaldi Capital Management LP are BIL, AAPL, CWI. The fund has invested 5.2% of it's portfolio in SPDR SER TR and 3.9% of portfolio in APPLE INC.

The fund managers got completely rid off PIMCO ETF TR (BOND), BLACKSTONE STRATEGIC CRED 20 and SERVICENOW INC (NOW) stocks. They significantly reduced their stock positions in BLACKROCK MUNICIPAL INCOME, BANK AMERICA CORP (BAC) and ISHARES TR (IJR). Vivaldi Capital Management LP opened new stock positions in SCHWAB STRATEGIC TR (FNDA), REDDIT INC and SELECT SECTOR SPDR TR (XLB). The fund showed a lot of confidence in some stocks as they added substantially to SELECT SECTOR SPDR TR (XLB), SCHWAB STRATEGIC TR (FNDA) and VANGUARD WORLD FD (VAW).

Vivaldi Capital Management, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that Vivaldi Capital Management LP made a return of 2.45% in the last quarter. In trailing 12 months, it's portfolio return was 9.42%.

New Buys

Ticker	$ Bought
schwab strategic tr	1,442,530
reddit inc	1,032,640
select sector spdr tr	633,638
constellation energy corp	531,741
ishares tr	369,524
ishares tr	363,773
vanguard world fd	324,656
exelon corp	313,046

New stocks bought by Vivaldi Capital Management, LLC

Additions

Ticker	% Inc.
select sector spdr tr	117
schwab strategic tr	115
vanguard world fd	73.9
ishares inc	57.21
ishares tr	49.5
select sector spdr tr	47.93
vanguard world fd	43.73
ishares inc	40.65

Additions to existing portfolio by Vivaldi Capital Management, LLC

Reductions

Ticker	% Reduced
blackrock municipal income	-91.42
bank america corp	-42.91
ishares tr	-27.53
nuveen quality muncp income	-21.3
eaton vance calif mun bd fd	-20.35
pimco calif mun income fd ii	-20.22
spdr ser tr	-19.85
blackrock calif mun income t	-18.31

Vivaldi Capital Management, LLC reduced stake in above stock

Sold off

Ticker	$ Sold
nuveen cr strategies income	-1,079,540
blackstone strategic cred 20	-2,276,480
pimco mun income fd ii	-1,374,470
nuveen floating rate income	-1,110,900
dws mun income tr new	-1,209,380
blackrock cr allocation inco	-1,359,090
blackrock munivest fd ii inc	-1,374,520
blackrock muniyield fd inc	-1,347,060

Vivaldi Capital Management, LLC got rid off the above stocks

Sector Distribution

Vivaldi Capital Management LP has about 71.7% of it's holdings in Others sector.

Sector	%
Others	71.7
Technology	9.6
Healthcare	3.7
Consumer Cyclical	3.3
Real Estate	2.9
Financial Services	2.8
Communication Services	2.3
Consumer Defensive	1.7
Industrials	1.4

Market Cap. Distribution

Vivaldi Capital Management LP has about 25.9% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	71.7
MEGA-CAP	18.3
LARGE-CAP	7.6
SMALL-CAP	1.4
MID-CAP	1.1

Stocks belong to which Index?

About 25.5% of the stocks held by Vivaldi Capital Management LP either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	74.5
S&P 500	23.1
RUSSELL 2000	2.4

Top 5 Winners (%)		%
CEG	constellation energy corp	33.4 %
TSLA	tesla inc	32.0 %
PH	parker-hannifin corp	24.9 %
PGR	progressive corp	22.0 %
GALT	galectin therapeutics inc	21.7 %

Top 5 Winners ($)		$
TSLA	tesla inc	1.6 M
AAPL	apple inc	1.3 M
GLPI	gaming & leisure pptys inc	0.8 M
GLD	spdr gold tr	0.7 M
SPY	spdr s&p 500 etf tr	0.5 M

Top 5 Losers (%)		%
INDP	indaptus therapeutics inc	-41.5 %
LAZR	luminar technologies inc	-39.6 %
URGN	urogen pharma ltd	-24.3 %
LRCX	lam research corp	-23.4 %
COIN	coinbase global inc	-19.8 %

Top 5 Losers ($)		$
AOMR	angel oak mortgage reit inc	-0.8 M
COIN	coinbase global inc	-0.6 M
MSFT	microsoft corp	-0.3 M
GOOG	alphabet inc	-0.3 M
GOOG	alphabet inc	-0.2 M

Vivaldi Capital Management, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Vivaldi Capital Management, LLC

Vivaldi Capital Management LP has 226 stocks in it's portfolio. About 32.8% of the portfolio is in top 10 stocks. AOMR proved to be the most loss making stock for the portfolio. TSLA was the most profitable stock for Vivaldi Capital Management LP last quarter.

Last Reported on: 14 Nov, 2024

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc	3.91	57,825	13,473,200	reduced	-5.6

AAXJ	ishares tr	1.17	33,638	4,021,420	reduced	-6.47

AAXJ	ishares tr	0.47	21,208	1,625,350	reduced	-1.75

AAXJ	ishares tr	0.39	12,760	1,354,980	unchanged	0.00

AAXJ	ishares tr	0.22	9,761	765,750	added	23.12

AAXJ	ishares tr	0.11	4,648	373,234	added	49.5

AAXJ	ishares tr	0.08	4,046	273,914	unchanged	0.00

AAXJ	ishares tr	0.05	11,330	166,438	unchanged	0.00

AAXJ	ishares tr	0.00	0.00	0.00	sold off	-100

ABBV	abbvie inc	0.47	8,248	1,628,850	added	2.71

ABT	abbott labs	0.29	8,832	1,006,940	added	3.7

ACI	albertsons cos inc	0.11	20,438	377,694	unchanged	0.00

ACN	accenture plc ireland	0.08	755	266,877	added	4.72

ACWF	ishares tr	0.11	8,378	363,773	new

ACWF	ishares tr	0.09	4,961	302,021	reduced	-4.8

ACWV	ishares inc	0.19	12,445	650,002	added	57.21

ADBE	adobe inc	0.08	516	267,174	added	20.28

AEMB	american centy etf tr	0.32	15,494	1,094,940	reduced	-2.58

AEMB	american centy etf tr	0.32	11,345	1,088,540	reduced	-2.21

AFK	vaneck etf trust	0.09	3,324	322,262	unchanged	0.00