Latest Warberg Asset Management LLC Stock Portfolio

Warberg Asset Management LLC Performance:

2024 Q3: -14.89%YTD: -16.7%2023: -9.21%

Performance for 2024 Q3 is -14.89%, and YTD is -16.7%, and 2023 is -9.21%.

About Warberg Asset Management LLC and 13F Hedge Fund Stock Holdings

In it's latest 13F Holdings report, Warberg Asset Management LLC reported an equity portfolio of $562.1 Millions as of 30 Sep, 2024.

The top stock holdings of Warberg Asset Management LLC are OXY, DMXF, CHK. The fund has invested 4.8% of it's portfolio in OCCIDENTAL PETE CORP and 0.9% of portfolio in ISHARES TR.

The fund managers got completely rid off TRUMP MEDIA & TECHNOLOGY GRO (DWAC), NOBLE CORP PLC and ISHARES TR (AAXJ) stocks. They significantly reduced their stock positions in APPTECH PMTS CORP (APCX), COMPOSECURE INC (CMPO) and SURGEPAYS INC (SURG). Warberg Asset Management LLC opened new stock positions in ISHARES TR (DMXF), VINE HILL CAP INVT CORP. and BROAD CAPITAL ACQUISITION CO (BRAC). The fund showed a lot of confidence in some stocks as they added substantially to IVEDA SOLUTIONS INC (IVDA), TENON MEDICAL INC (TNON) and GRAYSCALE BITCOIN TR BTC.

Warberg Asset Management LLC Annual Return Estimates Vs S&P 500

Our best estimate is that Warberg Asset Management LLC made a return of -14.89% in the last quarter. In trailing 12 months, it's portfolio return was -24.35%.

New Buys

Ticker	$ Bought
post hldgs inc	9,048,450
glaukos corp	5,880,310
seagate hdd cayman	5,746,000
ishares tr	5,082,580
nice ltd	2,439,610
vine hill cap invt corp.	1,345,240
cinemark hldgs inc	906,623
natera inc	825,435

New stocks bought by Warberg Asset Management LLC

Additions

Ticker	% Inc.
microchip technology inc.	8,747
royal caribbean group	3,291
stride inc	2,432
microchip technology inc.	1,188
iveda solutions inc	681
tenon medical inc	527
box inc	527
winnebago inds inc	410

Additions to existing portfolio by Warberg Asset Management LLC

Reductions

Ticker	% Reduced
vishay intertechnology inc	-96.92
apptech pmts corp	-76.38
composecure inc	-70.83
palo alto networks inc	-70.44
surgepays inc	-68.23
aileron therapeutics inc	-68.11
nutanix inc	-62.89
stereotaxis inc	-56.03

Warberg Asset Management LLC reduced stake in above stock

Sold off

Ticker	$ Sold
repligen corp	-11,695,400
rh	-6,829,260
ati inc	-20,460,300
insmed inc	-5,289,760
etsy inc	-2,029,520
insmed inc	-3,045,550
mongodb inc	-1,389,460
transocean inc	-1,141,280

Warberg Asset Management LLC got rid off the above stocks

Sector Distribution

Warberg Asset Management LLC has about 53.8% of it's holdings in Energy sector.

Sector	%
Energy	53.8
Others	37.8
Industrials	2
Financial Services	2
Technology	1.7
Healthcare	1.4
Real Estate	1.3

Market Cap. Distribution

Warberg Asset Management LLC has about 43.5% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
LARGE-CAP	43.5
UNALLOCATED	37.8
MID-CAP	11.7
MICRO-CAP	4.1
NANO-CAP	1.9
SMALL-CAP	1.1

Stocks belong to which Index?

About 46.1% of the stocks held by Warberg Asset Management LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	53.9
S&P 500	43.5
RUSSELL 2000	2.6

Top 5 Winners (%)		%
AUR	aurora innovation inc	300.5 %
CMPO	composecure inc	262.4 %
KTTA	pasithea therapeutics corp	120.6 %
RBOT	vicarious surgical inc	56.7 %
PTIX	protagenic therapeutics inc	45.1 %

Top 5 Winners ($)		$
CMPO	composecure inc	0.9 M
NEN	new england rlty assoc ltd p	0.1 M
STXS	stereotaxis inc	0.1 M
NEOV	neovolta inc	0.0 M
HPE	hewlett packard enterprise c	0.0 M

Top 5 Losers (%)		%
NXL	nexalin technology inc	-72.4 %
IVDA	iveda solutions inc	-69.9 %
OGEN	oragenics inc	-62.8 %
TNON	tenon medical inc	-54.8 %
SURG	surgepays inc	-53.8 %

Top 5 Losers ($)		$
OXY	occidental pete corp	-10.9 M
DTST	data storage corp	-0.2 M
MRNA	moderna inc	-0.1 M
SURG	surgepays inc	-0.1 M
BTTR	better choice co inc	0.0 M

Warberg Asset Management LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Warberg Asset Management LLC

Warberg Asset Management LLC has 124 stocks in it's portfolio. About 8.1% of the portfolio is in top 10 stocks. OXY proved to be the most loss making stock for the portfolio. CMPO was the most profitable stock for Warberg Asset Management LLC last quarter.

Last Reported on: 06 Nov, 2024

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAXJ	ishares tr	0.00	0.00	0.00	sold off	-100

ACAC	acri capital acquisition cor	0.00	0.00	0.00	sold off	-100

AFAR	aura fat projs acquisition c	0.00	0.00	0.00	sold off	-100

AFK	vaneck etf trust	0.00	0.00	0.00	sold off	-100

AIMAU	aimfinity investment corp i	0.05	24,216	279,453	unchanged	0.00

AIMD	ainos inc	0.00	18,800	799	unchanged	0.00

AKAM	akamai technologies inc	1.28	6,480,000	7,217,650	added	3.53

AKAM	akamai technologies inc	0.17	902,000	932,729	added	10.00

ALRN	aileron therapeutics inc	0.01	10,000	35,400	reduced	-68.11

ALSA	alpha star acquisition corp	0.00	16,452	230	unchanged	0.00

AMPX	amprius technologies inc	0.00	0.00	0.00	sold off	-100

ANGH	anghami inc	0.00	40,409	1,055	unchanged	0.00

AOGO	arogo capital acquisition co	0.00	0.00	0.00	sold off	-100

AOGO	arogo capital acquisition co	0.00	0.00	0.00	sold off	-100

APCX	apptech pmts corp	0.00	13,804	3,002	reduced	-76.38

ARYD	arya sciences acqu corp iv	0.00	0.00	0.00	sold off	-100

ASTS	ast spacemobile inc	0.07	16,010	418,662	new

ASTS	ast spacemobile inc	0.00	0.00	0.00	sold off	-100

ATI	ati inc	0.00	0.00	0.00	sold off	-100

AUR	aurora innovation inc	0.00	20,000	16,580	unchanged	0.00