Latest XML Financial, LLC Stock Portfolio

XML Financial, LLC Performance:

2024 Q3: 3.5%YTD: 8.3%2023: 7.03%

Performance for 2024 Q3 is 3.5%, and YTD is 8.3%, and 2023 is 7.03%.

About XML Financial, LLC and 13F Hedge Fund Stock Holdings

XML Financial, LLC is a hedge fund based in BETHESDA, MD. On 28-Sep-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $2.3 Billions. In it's latest 13F Holdings report, XML Financial, LLC reported an equity portfolio of $1.1 Billions as of 30 Sep, 2024.

The top stock holdings of XML Financial, LLC are FNDA, FNDA, IJR. The fund has invested 3.6% of it's portfolio in SCHWAB STRATEGIC TR and 2.9% of portfolio in SCHWAB STRATEGIC TR.

The fund managers got completely rid off SERVISFIRST BANCSHARES INC (SFBS), NEW YORK CMNTY BANCORP INC (NYCB) and SPDR SER TR (BIL) stocks. They significantly reduced their stock positions in PHILIP MORRIS INTL INC (PM), VANECK ETF TRUST (BUZZ) and INVESCO EXCH TRADED FD TR II (CGW). XML Financial, LLC opened new stock positions in SSGA ACTIVE ETF TR (GAL), KENVUE INC and NEW YORK CMNTY BANCORP INC (NYCB). The fund showed a lot of confidence in some stocks as they added substantially to REAVES UTIL INCOME FD, EXCHANGE LISTED FDS TR (AGOV) and VANGUARD INDEX FDS (VB).

XML Financial, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that XML Financial, LLC made a return of 3.5% in the last quarter. In trailing 12 months, it's portfolio return was 15.07%.

New Buys

Ticker	$ Bought
ssga active etf tr	7,088,810
kenvue inc	639,545
new york cmnty bancorp inc	541,785
ishares tr	374,208
spdr ser tr	278,546
j p morgan exchange traded f	268,058
ishares tr	263,751
palantir technologies inc	245,408

New stocks bought by XML Financial, LLC

Additions

Ticker	% Inc.
reaves util income fd	116
cohen & steers reit & pfd &	85.56
exchange listed fds tr	79.07
vanguard index fds	77.49
vanguard whitehall fds	76.92
macrogenics inc	66.04
spdr ser tr	59.52
realty income corp	57.96

Additions to existing portfolio by XML Financial, LLC

Reductions

Ticker	% Reduced
philip morris intl inc	-77.18
vaneck etf trust	-66.55
invesco exch traded fd tr ii	-65.25
vanguard index fds	-57.68
carpenter technology corp	-50.00
intuit	-44.33
norwegian cruise line hldg l	-32.99
costco whsl corp new	-25.92

XML Financial, LLC reduced stake in above stock

Sold off

Ticker	$ Sold
new york cmnty bancorp inc	-431,734
nuveen pfd & income opportun	-86,316
eaton vance mun income 2028	-206,130
cohen & steers quality incom	-118,727
servisfirst bancshares inc	-631,900
ishares tr	-211,190
select sector spdr tr	-204,599
dell technologies inc	-228,134

XML Financial, LLC got rid off the above stocks

Sector Distribution

XML Financial, LLC has about 60.8% of it's holdings in Others sector.

Sector	%
Others	60.8
Technology	10.9
Financial Services	5.3
Healthcare	5.1
Industrials	5
Consumer Cyclical	2.8
Energy	2.7
Communication Services	2.1
Real Estate	2
Consumer Defensive	1.8

Market Cap. Distribution

XML Financial, LLC has about 35.6% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	60.7
LARGE-CAP	20.1
MEGA-CAP	15.5
MID-CAP	2.8

Stocks belong to which Index?

About 36.3% of the stocks held by XML Financial, LLC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	63.7
S&P 500	34.8
RUSSELL 2000	1.5

Top 5 Winners (%)		%
PAVM	pavmed inc	50.9 %
CRS	carpenter technology corp	37.9 %
KREF	kkr real estate fin tr inc	35.3 %
MMM	3m co	33.6 %
TSLA	tesla inc	32.0 %

Top 5 Winners ($)		$
AAPL	apple inc	2.9 M
IJR	ishares tr	1.9 M
IBM	international business machs	1.7 M
IJR	ishares tr	1.4 M
IJR	ishares tr	1.4 M

Top 5 Losers (%)		%
HRTX	heron therapeutics inc	-43.1 %
INTC	intel corp	-25.1 %
WBA	walgreens boots alliance inc	-23.4 %
MGNX	macrogenics inc	-17.0 %
OXY	occidental pete corp	-16.8 %

Top 5 Losers ($)		$
QCOM	qualcomm inc	-2.3 M
MSFT	microsoft corp	-1.1 M
INTC	intel corp	-0.8 M
MRK	merck & co inc	-0.7 M
AMAT	applied matls inc	-0.4 M

XML Financial, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of XML Financial, LLC

XML Financial, LLC has 345 stocks in it's portfolio. About 25.8% of the portfolio is in top 10 stocks. QCOM proved to be the most loss making stock for the portfolio. AAPL was the most profitable stock for XML Financial, LLC last quarter.

Last Reported on: 01 Nov, 2024

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
AAPL	apple inc	2.81	129,840	30,252,800	reduced	-0.97

AAXJ	ishares tr	0.42	135,067	4,488,280	added	14.55

AAXJ	ishares tr	0.08	8,336	905,501	added	23.06

AAXJ	ishares tr	0.04	4,705	440,339	reduced	-2.22

AAXJ	ishares tr	0.04	3,605	382,800	reduced	-14.8

AAXJ	ishares tr	0.03	5,573	320,642	unchanged	0.00

AAXJ	ishares tr	0.03	3,805	289,256	reduced	-0.6

ABBV	abbvie inc	0.26	14,194	2,803,050	reduced	-1.15

ABC	cencora inc	0.10	5,017	1,129,140	reduced	-1.92

ABT	abbott labs	0.22	20,534	2,341,130	reduced	-2.83

ACES	alps etf tr	0.17	65,476	1,851,010	reduced	-1.32

ACN	accenture plc ireland	0.11	3,395	1,199,930	added	3.22

ACWF	ishares tr	2.74	471,027	29,528,700	added	4.68

ADBE	adobe inc	0.02	389	201,416	reduced	-11.79

AEP	american elec pwr co inc	0.03	2,921	299,699	added	3.77

AFK	vaneck etf trust	0.28	30,522	2,959,110	added	28.68

AFK	vaneck etf trust	0.00	0.00	0.00	sold off	-100

AFL	aflac inc	0.02	1,855	207,389	new

AFLG	first tr exchng traded fd vi	0.70	299,625	7,529,570	added	0.46

AFLG	first tr exchng traded fd vi	0.03	14,989	287,189	unchanged	0.00