Latest CALDWELL SUTTER CAPITAL, INC. Stock Portfolio

$214Million– No. of Holdings #902

CALDWELL SUTTER CAPITAL, INC. Performance:

2024 Q3: 6.24%YTD: 7.94%2023: 6.54%

Performance for 2024 Q3 is 6.24%, and YTD is 7.94%, and 2023 is 6.54%.

About CALDWELL SUTTER CAPITAL, INC. and 13F Hedge Fund Stock Holdings

CALDWELL SUTTER CAPITAL, INC. is a hedge fund based in SAUSALITO, CA. On 02-Mar-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $299.7 Millions. In it's latest 13F Holdings report, CALDWELL SUTTER CAPITAL, INC. reported an equity portfolio of $214.6 Millions as of 30 Sep, 2024.

The top stock holdings of CALDWELL SUTTER CAPITAL, INC. are AAPL, MSA, MSFT. The fund has invested 5.2% of it's portfolio in APPLE INC and 2.8% of portfolio in MSA SAFETY INC.

The fund managers got completely rid off NATIONAL WESTN LIFE GROUP INC (NWLI), LAM RESEARCH CORP (LRCX) and COLGATE PALMOLIVE CO (CL) stocks. They significantly reduced their stock positions in GAP INC (GPS), CROWDSTRIKE HLDGS INC (CRWD) and ATMUS FILTRATION TECHNOLOGIES. CALDWELL SUTTER CAPITAL, INC. opened new stock positions in FIRSTSUN CAP BANCORP (FSUN), CALUMET INC and LAM RESEARCH CORP (LRCX). The fund showed a lot of confidence in some stocks as they added substantially to KENVUE INC, CINTAS CORP (CTAS) and HERSHEY CO (HSY).

CALDWELL SUTTER CAPITAL, INC. Equity Portfolio Value

Last Reported on: 25 Oct, 2024

CALDWELL SUTTER CAPITAL, INC. Annual Return Estimates Vs S&P 500

Our best estimate is that CALDWELL SUTTER CAPITAL, INC. made a return of 6.24% in the last quarter. In trailing 12 months, it's portfolio return was 16.01%.

New Buys

Ticker	$ Bought
firstsun cap bancorp	2,712,170
calumet inc	267,300
blackrock inc	200,347
lam research corp	163,216
valaris ltd	154,706
california bancorp	76,523
abrdn asia pacific income fund	37,410
silvercorp metals inc	24,035

New stocks bought by CALDWELL SUTTER CAPITAL, INC.

Additions

Ticker	% Inc.
kenvue inc	2,058
hershey co	285
j p morgan exchange traded f	192
berkley w r corp	161
seadrill 2021 ltd	92.86
easterly govt pptys inc	39.02
redwood trust inc	36.77
ebay inc.	36.05

Additions to existing portfolio by CALDWELL SUTTER CAPITAL, INC.

Reductions

Ticker	% Reduced
goldman sachs group inc	-83.86
taiwan semiconductor mfg ltd	-65.96
csw industrials inc	-58.01
intel corp	-50.2
micron technology inc	-44.78
keysight technologies inc	-41.54
smith midland corp	-41.25
intuit	-38.46

CALDWELL SUTTER CAPITAL, INC. reduced stake in above stock

Sold off

None of the stocks were completely sold off by CALDWELL SUTTER CAPITAL, INC.

Sector Distribution

CALDWELL SUTTER CAPITAL, INC. has about 24.6% of it's holdings in Others sector.

Sector	%
Others	24.6
Financial Services	16.7
Industrials	12.3
Technology	12.1
Energy	6.8
Consumer Defensive	6.7
Real Estate	5.5
Healthcare	4.7
Consumer Cyclical	4.3
Communication Services	3.9
Utilities	1.4

Market Cap. Distribution

CALDWELL SUTTER CAPITAL, INC. has about 45.5% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
LARGE-CAP	24.8
UNALLOCATED	24.6
MEGA-CAP	20.7
MID-CAP	10.4
MICRO-CAP	8.7
SMALL-CAP	7.2
NANO-CAP	3.6

Stocks belong to which Index?

About 62.7% of the stocks held by CALDWELL SUTTER CAPITAL, INC. either belong to S&P 500 or RUSSELL 2000 index.

Index	%
S&P 500	43.9
Others	37.2
RUSSELL 2000	18.8

Top 5 Winners (%)		%
HYZN	hyzon motors inc	1620.0 %
LUMN	lumen technologies inc	546.0 %
CNTA	centessa pharmaceuticals plc	77.0 %
UPST	upstart hldgs inc	69.5 %
CDMO	avid bioservices inc	59.4 %

Top 5 Winners ($)		$
AAPL	apple inc	1.1 M
PPIH	perma-pipe intl hldgs inc	0.9 M
MOD	modine mfg co	0.6 M
AXR	amrep corp	0.6 M
CSWI	csw industrials inc	0.6 M

Top 5 Losers (%)		%
LRCX	lam research corp	-90.1 %
CMCT	creative media & cmnty tr	-79.6 %
CTAS	cintas corp	-72.3 %
APTO	aptose biosciences inc	-45.7 %
LPCN	lipocine inc	-45.5 %

Top 5 Losers ($)		$
LRCX	lam research corp	-1.5 M
CMCT	creative media & cmnty tr	-0.9 M
MSA	msa safety inc	-0.4 M
INTG	intergroup corp	-0.2 M
INTC	intel corp	-0.2 M

CALDWELL SUTTER CAPITAL, INC. Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of CALDWELL SUTTER CAPITAL, INC.

CALDWELL SUTTER CAPITAL, INC. has 902 stocks in it's portfolio. About 21.1% of the portfolio is in top 10 stocks. LRCX proved to be the most loss making stock for the portfolio. AAPL was the most profitable stock for CALDWELL SUTTER CAPITAL, INC. last quarter.

Last Reported on: 25 Oct, 2024

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
A	agilent technologies inc	0.01	193	28,657	unchanged	0.00

AAPL	apple inc	5.24	48,230	11,237,700	reduced	-6.14

AAXJ	ishares tr	0.23	6,192	485,762	unchanged	0.00

AAXJ	ishares tr	0.10	1,882	225,124	added	2.17

AAXJ	ishares tr	0.06	1,001	119,670	unchanged	0.00

AAXJ	ishares tr	0.04	2,849	94,672	reduced	-22.16

AAXJ	ishares tr	0.04	1,119	89,856	unchanged	0.00

AAXJ	ishares tr	0.03	1,345	70,828	unchanged	0.00

AAXJ	ishares tr	0.03	707	67,738	unchanged	0.00

AAXJ	ishares tr	0.03	412	61,652	reduced	-0.96

AAXJ	ishares tr	0.02	624	42,245	unchanged	0.00

AAXJ	ishares tr	0.01	435	23,368	unchanged	0.00

AAXJ	ishares tr	0.01	200	18,290	unchanged	0.00

AAXJ	ishares tr	0.01	170	18,207	unchanged	0.00

AB	alliancebernstein hldg l p	0.06	3,497	122,010	added	0.43

ABBV	abbvie inc	0.51	5,541	1,094,210	reduced	-3.5

ABT	abbott labs	0.19	3,523	401,657	unchanged	0.00

ACES	alps etf tr	0.02	1,087	51,230	reduced	-4.4

ACES	alps etf tr	0.01	140	17,861	unchanged	0.00

ACWF	ishares tr	0.01	458	23,175	reduced	-6.91