Latest SMH CAPITAL ADVISORS INC Stock Portfolio

SMH CAPITAL ADVISORS INC Performance:

2024 Q4: -2.08%YTD: 3.61%2023: 4.39%

Performance for 2024 Q4 is -2.08%, and YTD is 3.61%, and 2023 is 4.39%.

About SMH CAPITAL ADVISORS INC and 13F Hedge Fund Stock Holdings

In it's latest 13F Holdings report, SMH CAPITAL ADVISORS INC reported an equity portfolio of $41.4 Millions as of 31 Dec, 2024.

The top stock holdings of SMH CAPITAL ADVISORS INC are TRIN, CODI, BIL. The fund has invested 4.6% of it's portfolio in TRINITY CAP INC and 4.4% of portfolio in COMPASS DIVERSIFIED.

The fund managers got completely rid off APOLLO GLOBAL MGMT INC, INNOVATIVE INDL PPTYS INC (IIPR) and KRAFT HEINZ CO (KHC) stocks. They significantly reduced their stock positions in ORION OFFICE REIT INC (ONL), VICTORY CAP HLDGS INC (VCTR) and CARLYLE GROUP INC (CG). SMH CAPITAL ADVISORS INC opened new stock positions in COMPASS DIVERSIFIED (CODI) and SPDR SER TR (BIL). The fund showed a lot of confidence in some stocks as they added substantially to CIVITAS RESOURCES INC (CIVI), CAPITAL SOUTHWEST CORP (CSWC) and TRINITY CAP INC (TRIN).

SMH CAPITAL ADVISORS INC Annual Return Estimates Vs S&P 500

Our best estimate is that SMH CAPITAL ADVISORS INC made a return of -2.08% in the last quarter. In trailing 12 months, it's portfolio return was 3.61%.

New Buys

Ticker	$ Bought
capital southwest corp	7,890,930
compass diversified	1,822,620
spdr ser tr	1,408,200
hello group inc	9,833

New stocks bought by SMH CAPITAL ADVISORS INC

Additions

Ticker	% Inc.
civitas resources inc	394
capital southwest corp	195
trinity cap inc	180
vici pptys inc	54.24
nexpoint diversified rel et	0.83
vanguard intl equity index f	0.53
blackrock multi sector inc t	0.41
blackrock cr allocation inco	0.4

Additions to existing portfolio by SMH CAPITAL ADVISORS INC

Reductions

Ticker	% Reduced
orion office reit inc	-13.38
victory cap hldgs inc	-8.81
carlyle group inc	-5.32
at&t inc	-4.57
virtus equity & conv incm fd	-2.7
calamos strategic total retu	-2.57
adams diversified equity fd	-1.4
rithm capital corp	-1.39

SMH CAPITAL ADVISORS INC reduced stake in above stock

Sold off

Ticker	$ Sold
upstart hldgs inc	-2,438,180
cohen & steers quality incom	-220,430
apollo global mgmt inc	-1,349,670
kraft heinz co	-282,227
innovative indl pptys inc	-321,694
apple inc	-233,913

SMH CAPITAL ADVISORS INC got rid off the above stocks

Sector Distribution

SMH CAPITAL ADVISORS INC has about 33.3% of it's holdings in Financial Services sector.

Sector	%
Financial Services	33.3
Others	29
Real Estate	13.8
Industrials	9.4
Energy	8
Communication Services	5.5

Market Cap. Distribution

SMH CAPITAL ADVISORS INC has about 21.1% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	29
SMALL-CAP	27.8
LARGE-CAP	21.1
MID-CAP	19.1
MICRO-CAP	1.6
NANO-CAP	1.3

Stocks belong to which Index?

About 35.2% of the stocks held by SMH CAPITAL ADVISORS INC either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	64.8
RUSSELL 2000	21.2
S&P 500	14

Top 5 Winners (%)		%
VCTR	victory cap hldgs inc	18.0 %
CG	carlyle group inc	17.3 %
MAIN	main str cap corp	16.7 %
WETF	wisdomtree inc	5.1 %
ENB	enbridge inc	4.5 %

Top 5 Winners ($)		$
MAIN	main str cap corp	0.2 M
CG	carlyle group inc	0.1 M
TRIN	trinity cap inc	0.1 M
VCTR	victory cap hldgs inc	0.1 M
ENB	enbridge inc	0.0 M

Top 5 Losers (%)		%
HASI	ha sustainable infra cap inc	-22.0 %
PSEC	prospect cap corp	-19.4 %
AFCG	advanced flower cap inc	-18.4 %
O	realty income corp	-15.8 %
VZ	verizon communications inc	-10.9 %

Top 5 Losers ($)		$
PSEC	prospect cap corp	-0.2 M
VICI	vici pptys inc	-0.1 M
HASI	ha sustainable infra cap inc	-0.1 M
CSWC	capital southwest corp	-0.1 M
CIVI	civitas resources inc	-0.1 M

SMH CAPITAL ADVISORS INC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of SMH CAPITAL ADVISORS INC

SMH CAPITAL ADVISORS INC has 40 stocks in it's portfolio. About 27.6% of the portfolio is in top 10 stocks. PSEC proved to be the most loss making stock for the portfolio. MAIN was the most profitable stock for SMH CAPITAL ADVISORS INC last quarter.

Last Reported on: 12 Feb, 2025

	Ticker	Namesorted descending	% Portfolio	Shares Held	$ Value	Type	% Change
	WETF	wisdomtree inc	24.91	9,359,000	10,323,000	reduced	-0.05
Historical Trend of WISDOMTREE INC Position Held By SMH CAPITAL ADVISORS INC What % of Portfolio is WETF?: Number of WETF shares held: Change in No. of Shares Held:
	CSWC	capital southwest corp	19.04	8,224,000	7,890,930	new

	TRIN	trinity cap inc	4.60	131,882	1,908,330	added	180

	EZPW	ezcorp inc	4.54	1,902,000	1,882,980	reduced	-0.26

	WETF	wisdomtree inc	4.49	1,450,000	1,859,620	reduced	-0.48

	CODI	compass diversified	4.40	78,970	1,822,620	new

	BIL	spdr ser tr	3.40	60,000	1,408,200	new

	VICI	vici pptys inc	2.96	42,069	1,228,830	added	54.24

	MAIN	main str cap corp	2.67	18,894	1,106,790	reduced	-0.76

	CSWC	capital southwest corp	2.48	47,043	1,026,480	added	195

	CIVI	civitas resources inc	2.24	20,238	928,296	added	394

	CG	carlyle group inc	1.84	15,104	762,617	reduced	-5.32

	T	at&t inc	1.51	27,430	624,577	reduced	-4.57

	ENB	enbridge inc	1.50	14,626	620,583	reduced	-0.03

	PSEC	prospect cap corp	1.50	144,652	623,452	reduced	-0.65

	PNNT	pennantpark invt corp	1.17	68,210	482,927	unchanged	0.00

	VZ	verizon communications inc	1.10	11,415	456,477	reduced	-1.1

	O	realty income corp	1.01	7,860	419,806	reduced	-0.52

	HASI	ha sustainable infra cap inc	0.90	13,869	372,095	reduced	-1.24

	RITM	rithm capital corp	0.88	33,565	363,508	reduced	-1.39