Latest Vivaldi Asset Management, LLC Stock Portfolio

Vivaldi Asset Management, LLC Performance:

2024 Q3: 1.18%YTD: 4.06%2023: 14.34%

Performance for 2024 Q3 is 1.18%, and YTD is 4.06%, and 2023 is 14.34%.

About Vivaldi Asset Management, LLC and 13F Hedge Fund Stock Holdings

First Trust Capital Management L.P. is a hedge fund based in CHICAGO, IL. On 31-Mar-2023, the fund reported that it had an AUM (Regulated Assets under Management) of $5.2 Billions. In it's latest 13F Holdings report, First Trust Capital Management L.P. reported an equity portfolio of $1.5 Billions as of 30 Sep, 2024.

The top stock holdings of First Trust Capital Management L.P. are AGR, MRO, SQSP. The fund has invested 6.7% of it's portfolio in AVANGRID INC and 5.8% of portfolio in MARATHON OIL CORP.

The fund managers got completely rid off ENCORE WIRE CORP (WIRE), EQUITRANS MIDSTREAM CORP (ETRN) and ASSETMARK FINL HLDGS INC (AMK) stocks. They significantly reduced their stock positions in POWERSCHOOL HOLDINGS INC (PWSC), ENDEAVOR GROUP HLDGS INC (EDR) and CF ACQUISITION CORP VII (CFFS). First Trust Capital Management L.P. opened new stock positions in SQUARESPACE INC (SQSP), SMARTSHEET INC (SMAR) and KELLANOVA (K). The fund showed a lot of confidence in some stocks as they added substantially to ANSYS INC (ANSS), DISCOVER FINL SVCS (DFS) and HESS CORP (HES).

Vivaldi Asset Management, LLC Annual Return Estimates Vs S&P 500

Our best estimate is that First Trust Capital Management L.P. made a return of 1.18% in the last quarter. In trailing 12 months, it's portfolio return was 7.23%.

New Buys

Ticker	$ Bought
squarespace inc	73,522,400
smartsheet inc	67,978,300
kellanova	49,061,600
r1 rcm inc	36,061,900
envestnet inc	35,683,000
aa mission acquisition corp	29,504,300
petiq inc	29,269,400
gp-act iii acquisition corp	26,082,000

New stocks bought by Vivaldi Asset Management, LLC

Additions

Ticker	% Inc.
ansys inc	2,901
discover finl svcs	2,896
hess corp	2,887
agriculture & nat sol acq co	946
stericycle inc	843
legato merger corp iii	613
marathon oil corp	437
avangrid inc	345

Additions to existing portfolio by Vivaldi Asset Management, LLC

Reductions

Ticker	% Reduced
powerschool holdings inc	-98.7
endeavor group hldgs inc	-96.77
cf acquisition corp vii	-92.5
embrace change acquisitn cor	-56.66
energy transfer l p	-45.15
plains all amern pipeline l	-44.47
learn cw investment cor	-39.76
championx corporation	-14.27

Vivaldi Asset Management, LLC reduced stake in above stock

Sold off

Ticker	$ Sold
equitrans midstream corp	-39,292,700
churchill capital corp vii	-28,336,500
rigel resource acq corp	-28,378,000
u s silica hldgs inc	-26,440,900
overseas shipholding group i	-13,067,600
investcorp india acquistn co	-16,523,800
ap acquisition corp	-12,782,900
project energy reimagined ac	-11,771,200

Vivaldi Asset Management, LLC got rid off the above stocks

Sector Distribution

First Trust Capital Management L.P. has about 50.1% of it's holdings in Others sector.

Sector	%
Others	50.1
Technology	18.5
Utilities	6.7
Energy	6.2
Industrials	4.9
Healthcare	4.7
Financial Services	3.8
Consumer Defensive	3.4
Consumer Cyclical	1.5

Market Cap. Distribution

First Trust Capital Management L.P. has about 16.3% of it's portfolio invested in the large-cap and mega-cap stocks.

Category	%
UNALLOCATED	50.1
MID-CAP	26
LARGE-CAP	16.3
MICRO-CAP	4
SMALL-CAP	3.6

Stocks belong to which Index?

About 23.4% of the stocks held by First Trust Capital Management L.P. either belong to S&P 500 or RUSSELL 2000 index.

Index	%
Others	76.6
RUSSELL 2000	14
S&P 500	9.4

Top 5 Winners (%)		%
CPRI	capri holdings limited	25.1 %
HTLF	heartland finl usa inc	22.2 %
SMAR	smartsheet inc	13.4 %
SWN	southwestern energy co	10.2 %
CTLT	catalent inc	7.5 %

Top 5 Winners ($)		$
SMAR	smartsheet inc	8.1 M
SRCL	stericycle inc	2.7 M
SQSP	squarespace inc	2.2 M
EDR	endeavor group hldgs inc	0.7 M
PWSC	powerschool holdings inc	0.5 M

Top 5 Losers (%)		%
CHX	championx corporation	-8.5 %
ACI	albertsons cos inc	-5.6 %
MRO	marathon oil corp	-5.1 %
SRDX	surmodics inc	-3.2 %
WES	western midstream partners l	-2.0 %

Top 5 Losers ($)		$
MRO	marathon oil corp	-4.6 M
ACI	albertsons cos inc	-0.1 M
CHX	championx corporation	-0.1 M
SRDX	surmodics inc	0.0 M
HES	hess corp	0.0 M

Vivaldi Asset Management, LLC Holdings Map

This heatmap illustrates the top 50 positions within the fund's portfolio.

Current Stock Holdings of Vivaldi Asset Management, LLC

First Trust Capital Management L.P. has 115 stocks in it's portfolio. About 41.8% of the portfolio is in top 10 stocks. MRO proved to be the most loss making stock for the portfolio. SMAR was the most profitable stock for First Trust Capital Management L.P. last quarter.

Last Reported on: 14 Nov, 2024

Ticker	Namesorted ascending	% Portfolio	Shares Held	$ Value	Type	% Change
ACI	albertsons cos inc	0.09	76,604	1,415,640	reduced	-13.86

AGR	avangrid inc	6.71	2,808,120	100,503,000	added	345

ALSA	alpha star acquisition corp	0.00	0.00	0.00	sold off	-100

AMED	amedisys inc	0.14	21,269	2,052,670	reduced	-10.43

AMK	assetmark finl hldgs inc	0.00	0.00	0.00	sold off	-100

ANSS	ansys inc	0.07	3,302	1,052,120	added	2,901

APCA	ap acquisition corp	0.00	0.00	0.00	sold off	-100

AXNX	axonics inc	0.09	18,258	1,270,760	reduced	-13.87

BFAC	battery future acquisition c	0.24	331,481	3,669,500	unchanged	0.00

BOCN	blue ocean acquisition corp	0.26	344,149	3,933,620	unchanged	0.00

BRKH	burtech acquisition corp	0.58	766,505	8,646,180	added	44.63

BWAQ	blue world acquisition corp	0.00	0.00	0.00	sold off	-100

BYNO	bynordic acquisition corp	0.00	0.00	0.00	sold off	-100

CCTS	cactus acquisition corp 1 lt	0.00	0.00	0.00	sold off	-100

CDAQ	compass digital acquisitn co	0.00	0.00	0.00	sold off	-100

CERE	cerevel therapeutics hldng i	0.00	0.00	0.00	sold off	-100

CFFS	cf acquisition corp vii	0.02	24,640	273,504	reduced	-92.5

CHUY	chuys hldgs inc	1.44	578,079	21,620,200	new

CHX	championx corporation	0.05	25,165	758,725	reduced	-14.27

CITE	cartica acquisition corp	0.19	243,397	2,806,390	unchanged	0.00